0001193125-12-045918.txt : 20120208 0001193125-12-045918.hdr.sgml : 20120208 20120208130305 ACCESSION NUMBER: 0001193125-12-045918 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HENDRX CORP CENTRAL INDEX KEY: 0001082696 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 860914052 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80453 FILM NUMBER: 12580807 BUSINESS ADDRESS: STREET 1: SUITE #409 STREET 2: 748 NORTH VINE STREET CITY: LOS ANGELES STATE: CA ZIP: 90038 BUSINESS PHONE: 818-279-1394 MAIL ADDRESS: STREET 1: SUITE #409 STREET 2: 748 NORTH VINE STREET CITY: LOS ANGELES STATE: CA ZIP: 90038 FORMER COMPANY: FORMER CONFORMED NAME: HENDRX CORP. DATE OF NAME CHANGE: 20050415 FORMER COMPANY: FORMER CONFORMED NAME: STARSOFT INC DATE OF NAME CHANGE: 19990325 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8001 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 677 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 SC 13G/A 1 d296758dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

 

Hendrx Corp

(Name of issuer)

 

 

 

Common Stock

(Title of class of securities)

 

425466109

(CUSIP number)

 

December 30, 2011

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G

 

CUSIP No. 425466109   Page 2 of 5 Pages

 

  (1)   

Names of reporting persons

 

UBS AG directly and on behalf of certain subsidiaries

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

Switzerland

Number of

shares

beneficially

owned by

each

reporting

person

with:

    (5)    

Sole voting power

 

1,939,251

   (6)   

Shared voting power

 

0

   (7)   

Sole dispositive power

 

1,939,251

   (8)   

Shared dispositive power

 

0

  (9)

  

Aggregate amount beneficially owned by each reporting person

 

1,939,251

(10)

  

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

(11)

  

Percent of class represented by amount in Row (9)

 

5.21%

(12)

  

Type of reporting person (see instructions)

 

BK

 

SCHEDULE 13G

 

CUSIP No. 425466109   Page 3 of 5 Pages

 

Item 1(a) Name of Issuer

Hendrx Corp

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

748 North Vine Street, Suite 409

Los Angeles, California 90038

 

Item 2(a) Name of Person Filing:

UBS AG

 

Item 2(b) Address of Principal Business Office:

UBS AG

Bahnhofstrasse 45

PO Box CH-8021

Zurich, Switzerland

 

Item 2(c) Citizenship or Place of Organization:

Switzerland

 

Item 2(d) Title of Class of Securities

Common Stock

 

Item 2(e) CUSIP Number(s):

425466109

 

Item 3. Type of Person Filing:

UBS AG is classified as a Bank as defined in section 3(a)(6) of the Securities Act or 1933 pursuant to no-action relief granted by the staff of the Securities and Exchange Commission.

 

Item4 (a)-(c)(iv). Ownership:

Items 5-11 of the cover page are incorporated by reference.

SCHEDULE 13G

 

CUSIP No. 425466109   Page 4 of 5 Pages

 

Item 5. Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person:

Not applicable

 

Item 7. Identification and Classification of the Subsidiary That Acquired the Security Being Reported on By the Parent Holding Company:

This statement on Schedule 13G is being filed by UBS AG on behalf of itself and its wholly owned subsidiary UBS Securities LLC.

 

Item 8. Identification and Classification of Members of the Group

Not Applicable

 

Item 9 Notice of Dissolution of Group:

Not Applicable

 

Item 10. Certification:

By signing below, the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SCHEDULE 13G

 

CUSIP No. 425466109   Page 5 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

    By:  

/s/ Anthony DeFilippis

      Executive Director
     
    By:  

/s/ Gordon Kiesling

      Executive Director

Date: February 8, 2012